Q2 2026 13F · SEC CIK 1767989

Bay Harbor Wealth Management, LLC

Wealth managerFiled 2026-07-28 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $433.6M
Reported positions: 1,292
Top holdings a year, 3 yrs: +13.0%
Assets under management: $412.0M

Bay Harbor Wealth Management, LLC is a wealth manager that reported 1,292 positions worth $433.6M in its Q2 2026 13F, filed 2026-07-28. Its largest holdings were Ishares Core S&p 500 ETF (IVV, 9.1%), Dimensional US Core Equity Market ETF (DFAU, 8.5%), Ishares Core Universal Usd Bond ETF (IUSB, 6.3%). A portfolio copying its top holdings returned 13.0% a year over the last 3 years, against 20.4% for the S&P 500.

Bay Harbor Wealth Management, LLC holdings largest 50 of 1,292 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Bay Harbor Wealth Management, LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
IVVIshares Core S&p 500 ETF	9.1%	5.1%	52,477	+73.3%	$39.3M
DFAUDimensional US Core Equity Market ETF	8.5%	8.3%	710,366	+0.3%	$36.7M
IUSBIshares Core Universal Usd Bond ETF	6.3%	5.5%	588,169	+27.6%	$27.1M
VUGVanguard Indx Fd	5.6%	5.4%	281,336	+489.5%	$24.2M
VEAVanguard Tax-Managed Fds	5.2%	5.3%	314,757	-1.9%	$22.4M
VTVVanguard Value ETF	3.9%	4.0%	78,117	-1.6%	$17.0M
IVWIshares	3.8%	3.5%	118,930	+0.4%	$16.4M
DYNFIshares U.s. Equity Factor Rotation Acti	3.6%	3.5%	227,439	-1.2%	$15.5M
BNDXVanguard Charlotte Fds	3.5%	3.8%	308,934	+1.0%	$15.0M
BSVVanguard Bd Index Fds Vanguard Short Ter	3.2%	3.6%	180,697	+0.9%	$14.1M
IVEIshares S&p 500 Value ETF	3.2%	4.1%	60,974	-19.4%	$13.8M
DFSDDimensional ETF Trust	2.8%	3.0%	250,724	+2.5%	$12.0M
DFAIDimensional International Core Equity Ma	2.6%	2.6%	271,071	+6.8%	$11.2M
IEMGIshares	2.1%	3.2%	107,695	-38.5%	$8.9M
BAIIshares A.i. Innovation and Tech Active	2.0%	1.7%	167,937	-13.4%	$8.9M
VWOVanguard Intl Equity Index F	1.9%	2.0%	137,466	-1.7%	$8.2M
DFCFDimensional ETF Trust	1.9%	2.1%	192,203	+2.6%	$8.1M
EFGIshares Tr	1.8%	1.8%	62,474	+2.9%	$7.8M
MTUMIshares Msci USA Momentum Factor ETF	1.7%	1.7%	21,497	-20.5%	$7.4M
GOVTIshares Tr	1.7%	1.8%	317,486	+3.7%	$7.2M
VMBSVmbs	1.6%	1.8%	149,175	+0.5%	$7.0M
BIVVanguard Bd Index Fds	1.6%	1.8%	89,217	+0.7%	$6.8M
MBBIshares Tr	1.6%	1.7%	71,657	+1.7%	$6.8M
BLVVanguard Bd Index Fds	1.5%	1.7%	97,321	+0.8%	$6.7M
TLHIshares Tr	1.4%	1.9%	61,156	-15.2%	$6.1M
BLCRBlackrock ETF Trust	1.3%	1.2%	113,372	+3.0%	$5.7M
COROBlackrock ETF Trust	1.2%	—	147,944	—	$5.4M
DFAEDimensional ETF Trust	1.2%	1.1%	133,552	+4.7%	$5.4M
VBVanguard Indx Fd	1.2%	1.2%	17,196	-1.8%	$5.2M
IALTBlackrock ETF Trust	1.1%	—	175,324	—	$4.9M
IDEFBlackrock ETF Trust	1.1%	1.2%	150,962	+7.8%	$4.8M
BTHMBlackrock ETF Trust	1.1%	1.5%	106,391	-35.4%	$4.6M
EFVIshares Tr	1.0%	3.0%	56,351	-63.9%	$4.3M
GGOVBlackrock ETF Trust II	0.9%	—	78,327	—	$3.9M
VGTVanguard Info Tech	0.6%	0.5%	19,984	+701.0%	$2.4M
SOXXIshares Semiconductor ETF	0.5%	0.2%	3,380	+50.1%	$2.2M
BINCIshares Flexible Income Active ETF	0.3%	1.0%	26,567	-65.8%	$1.4M
IAUIshares Gold Trust	0.3%	0.4%	17,341	-0.4%	$1.3M
NVDANvidia Corporation Com	0.3%	0.2%	6,346	+15.5%	$1.3M
DFGRDimensional ETF Trust	0.3%	0.3%	41,878	+5.8%	$1.2M
AAPLApple Inc	0.3%	0.2%	3,893	+20.4%	$1.1M
FIBRIshares Tr	0.2%	0.2%	10,308	+0.4%	$914K
GOOGLAlphabet Inc	0.2%	0.1%	2,033	+10.5%	$727K
MSFTMicrosoft Corp	0.2%	0.1%	1,793	+39.0%	$669K
IETCIshares U.s. Tech Independence Focused E	0.1%	0.1%	5,855	+0.1%	$629K
CATCaterpillar Inc Com	0.1%	—	567	—	$604K
AMZNAmazon Com Inc Com	0.1%	0.1%	2,431	+14.9%	$579K
JPMJpmorgan Chase & Co	0.1%	0.1%	1,629	+69.0%	$533K
TSLATesla Inc Com	0.1%	0.1%	1,169	+5.0%	$492K
STIPIshares Tr	0.1%	—	4,527	—	$462K

What Bay Harbor Wealth Management, LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +14.5% /yr; S&P 500 +20.1%
3 years: +13.0% /yr; S&P 500 +20.4%
5 years: +5.1% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$433.6M	1,292
Q1 2026	$385.7M	1,297
Q4 2025	$382.8M	1,315
Q3 2025	$370.1M	1,287
Q2 2025	$344.8M	1,272
Q1 2025	$316.2M	1,148
Q4 2024	$308.1M	180
Q3 2024	$306.1M	161
Q2 2024	$286.9M	167
Q1 2024	$278.5M	171
Q4 2023	$261.7M	167
Q3 2023	$237.8M	163

Questions about Bay Harbor Wealth Management, LLC's portfolio

What stocks does Bay Harbor Wealth Management, LLC own?

Bay Harbor Wealth Management, LLC's latest 13F, for Q2 2026 and filed Jul 28, 2026, lists 1,292 positions worth $433.6M. The largest are Ishares Core S&p 500 ETF (IVV) at 9.1%, Dimensional US Core Equity Market ETF (DFAU) at 8.5%, Ishares Core Universal Usd Bond ETF (IUSB) at 6.3%, Vanguard Indx Fd (VUG) at 5.6% and Vanguard Tax-Managed Fds (VEA) at 5.2%.

What did Bay Harbor Wealth Management, LLC buy last quarter?

In Q2 2026, Bay Harbor Wealth Management, LLC added Vanguard Info Tech (VGT) (+701.0% shares), Vanguard Indx Fd (VUG) (+489.5% shares) and Ishares Core S&p 500 ETF (IVV) (+73.3% shares), compared with its Q1 2026 filing.

What did Bay Harbor Wealth Management, LLC sell last quarter?

In Q2 2026, Bay Harbor Wealth Management, LLC cut from its top 50 Ishares Msci USA Quality Factor ETF (QUAL), cut from its top 50 iShares International Aggregate Bond Fun (IAGG), cut from its top 50 Ishares Tr (AOM), cut from its top 50 Ishares Tr (ICVT), cut from its top 50 Meta Platforms Inc Class A (META), Ishares Flexible Income Active ETF (BINC) (-65.8% shares), Ishares Tr (EFV) (-63.9% shares) and Ishares (IEMG) (-38.5% shares), compared with its Q1 2026 filing.

How has Bay Harbor Wealth Management, LLC's portfolio performed?

A portfolio copying Bay Harbor Wealth Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +13.0% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +14.5% against +20.1%. Over 5 years: +5.1% a year against +11.6%.

When is Bay Harbor Wealth Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Bay Harbor Wealth Management, LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Bay Harbor Wealth Management, LLC manage?

Bay Harbor Wealth Management, LLC reported $412.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $433.6M.