Q2 2026 13F · SEC CIK 1971875

Empire Financial Management Company, LLC

Wealth managerFiled 2026-08-14 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $252.5M
Reported positions: 139
Top holdings a year, 3 yrs: +16.3%
Assets under management: $706.0M

Empire Financial Management Company, LLC is a wealth manager that reported 139 positions worth $252.5M in its Q2 2026 13F, filed 2026-08-14. Its largest holdings were ETF Ser Solutions (DSTL, 6.1%), Jpmorgan Chase & Co (JPM, 3.5%), Litman Gregory Fds Tr (DBMF, 2.6%). A portfolio copying its top holdings returned 16.3% a year over the last 3 years, against 20.4% for the S&P 500.

Empire Financial Management Company, LLC holdings largest 50 of 139 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Empire Financial Management Company, LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
DSTLETF Ser Solutions	6.1%	3.4%	258,652	+0.8%	$15.5M
JPMJpmorgan Chase & Co	3.5%	2.6%	26,831	-31.6%	$8.8M
DBMFLitman Gregory Fds Tr	2.6%	1.5%	216,006	+1.0%	$6.6M
AVDVAvantis International Small Cap Value Et	2.6%	1.4%	62,834	+3.9%	$6.5M
FDIVEa Series Trust	2.6%	1.4%	233,205	+2.9%	$6.5M
ABBVAbbvie Inc	2.5%	1.4%	25,222	-14.4%	$6.3M
GOOGLAlphabet Inc	2.5%	1.7%	17,515	-31.3%	$6.3M
QDPLPacer Fds Tr	2.3%	1.2%	129,983	+2.0%	$5.9M
HDHome Depot Inc Com	2.0%	1.1%	14,632	+3.5%	$5.2M
PHYSSprott Asset Management LP	2.0%	1.3%	167,721	+1.3%	$5.1M
AVGOBroadcom Inc	2.0%	1.0%	13,345	-3.7%	$5.0M
GCOWPacer Fds Tr	1.9%	1.2%	112,506	+0.9%	$4.9M
HGERHarbor ETF Trust	1.8%	1.1%	153,402	+0.6%	$4.5M
DSTXETF Ser Solutions	1.7%	1.0%	134,489	+1.1%	$4.4M
RTXRtx Corporation Com	1.7%	1.9%	22,455	-49.1%	$4.3M
TRVTravelers Companies Inc	1.6%	0.8%	12,433	-2.9%	$4.1M
AAPLApple Inc	1.6%	3.1%	13,947	-74.6%	$4.0M
JHSCJohn Hancock Exchange Traded	1.6%	0.8%	81,545	-0.4%	$4.0M
AMDAdvanced Micro Devices Inc	1.6%	0.9%	6,788	-66.4%	$3.9M
NVDANvidia Corporation Com	1.5%	0.8%	19,121	-1.4%	$3.8M
AMGNAmgen Inc Com	1.5%	0.8%	10,453	+0.5%	$3.8M
GSGoldman Sachs Group Inc	1.5%	0.7%	3,712	-0.6%	$3.8M
PANWPalo Alto Networks Inc	1.5%	—	10,816	—	$3.7M
DUKDuke Energy	1.4%	0.9%	27,986	-8.7%	$3.5M
IBMInternational Business Machs	1.3%	1.4%	12,112	-53.4%	$3.4M
MSFTMicrosoft Corp	1.3%	2.1%	8,504	-66.3%	$3.2M
ETPCEnergy Transfer L P	1.2%	1.6%	163,206	-54.8%	$3.1M
VTIVanguard Index Fds	1.2%	—	8,381	—	$3.1M
NSCNorfolk Southn Corp	1.2%	—	9,621	—	$3.0M
HSYHershey Co.	1.1%	0.8%	16,219	-1.9%	$2.8M
CVXChevron Corp New	1.1%	1.1%	17,152	-29.1%	$2.8M
QCOMQualcomm Inc	1.1%	—	15,058	—	$2.8M
CBChubb Limited Com	1.1%	1.0%	8,136	-37.3%	$2.8M
PGProcter & Gamble Co Com	1.1%	0.7%	18,571	-14.1%	$2.7M
HALHalliburton Co	1.0%	0.7%	76,156	-5.6%	$2.6M
NVSNovartis AG	1.0%	—	16,106	—	$2.5M
NOCNorthrop Grumman Corp	0.9%	—	4,685	—	$2.4M
YORWYork Water Co	0.9%	—	72,366	—	$2.2M
BRK-BBerkshire Hathaway Inc Del	0.9%	—	4,426	—	$2.2M
JJacobs Solutions Inc	0.9%	—	17,107	—	$2.2M
AZOAutozone Inc	0.8%	—	648	—	$2.1M
EMREmerson Elec Co Com	0.8%	—	13,972	—	$2.0M
COPConocophillips	0.8%	0.8%	18,215	-33.8%	$1.9M
ORCLOracle Corp	0.7%	—	12,913	—	$1.9M
NFLXNetflix Inc Total	0.7%	—	26,168	—	$1.9M
EQREquity Residential	0.7%	—	25,901	—	$1.8M
DFEMDimensional	0.7%	—	43,219	—	$1.8M
PAYXPaychex Inc	0.7%	—	17,575	—	$1.7M
WRBW. R. Berkley Corp.	0.7%	—	23,968	—	$1.7M
GOAUETF Ser Solutions	0.7%	—	44,845	—	$1.7M

What Empire Financial Management Company, LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Added to

No position grew by more than 5%.

Reduced

AAPL Apple Inc-74.6% shares
AMD Advanced Micro Devices Inc-66.4% shares
MSFT Microsoft Corp-66.3% shares
ETPC Energy Transfer L P-54.8% shares
IBM International Business Machs-53.4% shares
RTX Rtx Corporation Com-49.1% shares
CB Chubb Limited Com-37.3% shares
COP Conocophillips-33.8% shares

Left the top 50

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +19.4% /yr; S&P 500 +20.1%
3 years: +16.3% /yr; S&P 500 +20.4%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$252.5M	139
Q1 2026	$442.3M	211
Q4 2025	$460.2M	210
Q3 2025	$436.7M	206
Q2 2025	$346.6M	196
Q1 2025	$323.6M	197
Q4 2024	$320.6M	196
Q3 2024	$325.0M	203
Q2 2024	$302.3M	199
Q1 2024	$302.6M	205
Q4 2023	$255.5M	190
Q3 2023	$229.5M	187

Questions about Empire Financial Management Company, LLC's portfolio

What stocks does Empire Financial Management Company, LLC own?

Empire Financial Management Company, LLC's latest 13F, for Q2 2026 and filed Aug 14, 2026, lists 139 positions worth $252.5M. The largest are ETF Ser Solutions (DSTL) at 6.1%, Jpmorgan Chase & Co (JPM) at 3.5%, Litman Gregory Fds Tr (DBMF) at 2.6%, Avantis International Small Cap Value Et (AVDV) at 2.6% and Ea Series Trust (FDIV) at 2.6%.

What did Empire Financial Management Company, LLC buy last quarter?

Empire Financial Management Company, LLC opened no new positions and grew none by more than 5% among its largest holdings in Q2 2026.

What did Empire Financial Management Company, LLC sell last quarter?

In Q2 2026, Empire Financial Management Company, LLC cut from its top 50 Amazon Com Inc Com (AMZN), cut from its top 50 Lilly Eli & Co (LLY), cut from its top 50 Honeywell Intl Inc (HON), cut from its top 50 Boeing Co (BA), cut from its top 50 Vanda Pharmaceuticals Inc (VNDA), Apple Inc (AAPL) (-74.6% shares), Advanced Micro Devices Inc (AMD) (-66.4% shares) and Microsoft Corp (MSFT) (-66.3% shares), compared with its Q1 2026 filing.

How has Empire Financial Management Company, LLC's portfolio performed?

A portfolio copying Empire Financial Management Company, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +16.3% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +19.4% against +20.1%.

When is Empire Financial Management Company, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Empire Financial Management Company, LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Empire Financial Management Company, LLC manage?

Empire Financial Management Company, LLC reported $706.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $252.5M.