Q2 2026 13F · SEC CIK 1632097

NorthRock Partners, LLC

Wealth managerFiled 2026-08-11 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $6.9B
Reported positions: 669
Holdings vs S&P 500, 3 yrs: —
Assets under management: $12.2B

NorthRock Partners, LLC is a wealth manager that reported 669 positions worth $6.9B in its Q2 2026 13F, filed 2026-08-11. Its largest holdings were Vanguard S&p 500 ETF (VOO, 6.0%), J P Morgan Exchange Traded F (JMTG, 5.9%), Spdr Series Trust (SPLG, 5.9%).

NorthRock Partners, LLC holdings largest 50 of 669 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

NorthRock Partners, LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
VOOVanguard S&p 500 ETF	6.0%	5.7%	599,760	+1.9%	$411.9M
JMTGJ P Morgan Exchange Traded F	5.9%	8.0%	8,082,572	-17.1%	$409.6M
SPLGSpdr Series Trust	5.9%	5.1%	4,629,596	+11.2%	$406.8M
SPYVSpdr Series Trust	4.3%	4.2%	4,889,672	+6.6%	$297.2M
SPYGSpdr Series Trust	4.0%	3.5%	2,326,724	+6.0%	$276.9M
SGOViShares 0-3 Month Treasury Bon	4.0%	3.6%	2,736,985	+22.0%	$275.5M
QQQInvesco Qqq Tr	4.0%	3.6%	373,687	-4.1%	$275.2M
VGSHVanguard Short-Term Treasury ETF Total	4.0%	4.6%	4,710,769	-3.2%	$274.2M
AAPLApple Inc	3.2%	3.2%	764,922	-1.2%	$221.3M
IGFIshares Global Infrastructure	3.0%	2.9%	3,076,200	+15.3%	$204.9M
SPYSpdr S&p 500 ETF Tr	3.0%	3.0%	273,293	-4.1%	$204.1M
MDYVSpdr Series Trust	2.0%	1.8%	1,427,030	+6.2%	$135.4M
HEFAIShares Currency Hedged MSCI EAFE ETF	1.9%	2.1%	2,840,162	-7.6%	$133.3M
MDYGSpdr Series Trust	1.9%	1.7%	1,153,617	+6.5%	$129.3M
IWBIshares Russell 1000 ETF	1.8%	1.7%	295,228	-1.0%	$120.9M
TAFMAB Active Etfs Inc	1.4%	0.5%	3,874,626	+211.8%	$99.5M
SLYVSpdr Series Trust	1.3%	1.2%	834,093	+4.5%	$91.0M
IEMGIshares	1.3%	1.1%	1,096,059	+15.9%	$90.8M
SLYGSpdr Series Trust	1.3%	1.1%	732,397	+7.3%	$87.3M
ROUSLattice Strategies Tr	1.2%	1.2%	1,213,197	-4.8%	$81.8M
IWRIshares Russell Midcap ETF	1.1%	1.1%	680,478	-3.9%	$75.1M
EFAiShs MSCI EAFE	1.0%	1.1%	681,246	-0.4%	$70.8M
NVDANvidia Corporation Com	0.9%	0.9%	325,443	-3.4%	$65.1M
IEFiShs 7-10 ys Tsy	0.9%	0.8%	662,231	+26.4%	$62.6M
BUFRFt Vest Laddered Buffer ETF	0.9%	0.8%	1,687,130	+18.0%	$61.6M
MSFTMicrosoft Corp	0.9%	0.9%	158,398	+0.7%	$59.1M
IWMIshares	0.8%	0.8%	191,265	-0.0%	$57.5M
SPEMState Street Spdr Portfolio Emerging Mar	0.8%	0.9%	1,092,633	-2.8%	$56.6M
IUSBIshares Core Universal Usd Bond ETF	0.8%	0.9%	1,158,879	-2.8%	$53.5M
IWFIshares Russell 1000 Growth ETF	0.7%	0.7%	378,795	-1.8%	$47.0M
VMBSVmbs	0.7%	0.7%	970,465	+1.4%	$45.4M
MBBIshares Tr	0.6%	0.7%	444,758	-4.6%	$42.0M
IJRIshares Core S&p Small Cap ETF	0.6%	0.6%	262,654	-4.4%	$39.0M
SCHZSchwab Strategic Tr	0.5%	0.5%	1,618,956	+33.9%	$37.4M
JMSTJ P Morgan Exchange Traded F	0.5%	1.2%	662,850	-55.6%	$33.8M
QQQMInvesco Nasdaq 100 ETF	0.5%	0.4%	110,441	-1.8%	$33.5M
VEAVanguard Tax-Managed Fds	0.5%	0.5%	453,208	-1.8%	$32.3M
PMPhilip Morris Intl Inc Com	0.5%	0.5%	178,201	+1.6%	$32.2M
AGGIshares Tr	0.5%	0.5%	320,830	+3.5%	$31.8M
AMZNAmazon Com Inc Com	0.5%	0.4%	131,565	+1.5%	$31.4M
VYMIVanguard International High Dividend Yie	0.4%	0.5%	299,797	-7.3%	$29.4M
SPTIState Street ETF/USA	0.4%	0.5%	1,032,022	-6.8%	$29.3M
MDLZMondelez International Inc.	0.4%	0.5%	506,441	-1.2%	$29.3M
PGRProgressive Corp.	0.4%	0.4%	133,547	-0.5%	$29.2M
VTIVanguard Index Fds	0.4%	0.4%	77,998	-3.8%	$28.9M
BDYNBlackrock Ishares Dynamic Equity Active	0.4%	0.4%	1,034,026	-5.8%	$28.7M
DYNFIshares U.s. Equity Factor Rotation Acti	0.4%	0.4%	383,502	-11.2%	$26.1M
IVEIshares S&p 500 Value ETF	0.4%	0.5%	110,052	-29.4%	$25.0M
GOOGLAlphabet Inc	0.4%	—	69,038	—	$24.7M
BILSPDR Brcy1-3 Ser	0.4%	—	263,609	—	$24.2M

What NorthRock Partners, LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +14.7% /yr; S&P 500 +20.1%
3 years: —
5 years: +8.9% /yr; S&P 500 +11.4%

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$6.9B	669
Q1 2026	$6.2B	653
Q4 2025	$5.9B	600
Q3 2025	$5.5B	849
Q2 2025	$3.8B	667
Q1 2025	$3.0B	841
Q4 2024	$3.1B	765
Q3 2023	$956.3M	348
Q2 2023	$913.1M	311
Q1 2023	$939.3M	322
Q4 2022	$878.6M	342
Q3 2022	$860.4M	300

Questions about NorthRock Partners, LLC's portfolio

What stocks does NorthRock Partners, LLC own?

NorthRock Partners, LLC's latest 13F, for Q2 2026 and filed Aug 11, 2026, lists 669 positions worth $6.9B. The largest are Vanguard S&p 500 ETF (VOO) at 6.0%, J P Morgan Exchange Traded F (JMTG) at 5.9%, Spdr Series Trust (SPLG) at 5.9%, Spdr Series Trust (SPYV) at 4.3% and Spdr Series Trust (SPYG) at 4.0%.

What did NorthRock Partners, LLC buy last quarter?

In Q2 2026, NorthRock Partners, LLC added AB Active Etfs Inc (TAFM) (+211.8% shares), Schwab Strategic Tr (SCHZ) (+33.9% shares) and iShs 7-10 ys Tsy (IEF) (+26.4% shares), compared with its Q1 2026 filing.

What did NorthRock Partners, LLC sell last quarter?

In Q2 2026, NorthRock Partners, LLC cut from its top 50 Procter & Gamble Co Com (PG), cut from its top 50 Ishares Tr (STIP), J P Morgan Exchange Traded F (JMST) (-55.6% shares), Ishares S&p 500 Value ETF (IVE) (-29.4% shares) and J P Morgan Exchange Traded F (JMTG) (-17.1% shares), compared with its Q1 2026 filing.

When is NorthRock Partners, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. NorthRock Partners, LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does NorthRock Partners, LLC manage?

NorthRock Partners, LLC reported $12.2B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $6.9B.