Q2 2026 13F · SEC CIK 1506071

Wellington Shields Capital Management, LLC

Wealth managerFiled 2026-08-10 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $788.4M
Reported positions: 334
Top holdings a year, 3 yrs: +18.2%
Assets under management: $1.2B

Wellington Shields Capital Management, LLC is a wealth manager that reported 334 positions worth $788.4M in its Q2 2026 13F, filed 2026-08-10. Its largest holdings were Bloom Energy Corp (BE, 5.9%), Microsoft Corp (MSFT, 5.1%), Alphabet Inc (GOOGL, 3.9%). A portfolio copying its top holdings returned 18.2% a year over the last 3 years, against 20.4% for the S&P 500.

Wellington Shields Capital Management, LLC holdings largest 50 of 334 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Wellington Shields Capital Management, LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
BEBloom Energy Corp	5.9%	3.2%	154,875	-2.9%	$46.9M
MSFTMicrosoft Corp	5.1%	6.9%	107,830	-12.8%	$40.2M
GOOGLAlphabet Inc	3.9%	3.8%	86,825	-1.0%	$31.0M
GOOGAlphabet Inc	3.8%	5.4%	85,673	-32.2%	$30.3M
AMDAdvanced Micro Devices Inc	3.8%	1.6%	51,335	-0.1%	$29.8M
AAPLApple Inc	3.7%	4.1%	99,923	-6.1%	$28.9M
AMZNAmazon Com Inc Com	3.3%	3.4%	110,437	+0.2%	$26.3M
JPMJpmorgan Chase & Co	3.0%	3.2%	72,948	+1.0%	$23.9M
AXPAmerican Express Co Com	2.0%	2.3%	47,791	-6.5%	$16.2M
PANWPalo Alto Networks Inc	2.0%	1.2%	47,036	-7.1%	$16.0M
QXOQxo Inc	2.0%	1.9%	910,228	+36.3%	$15.7M
MAMastercard Inc.	1.9%	2.4%	28,837	-8.0%	$14.8M
PWRQuanta Svcs Inc Com	1.9%	1.7%	20,281	-0.2%	$14.6M
XOMExxon Mobil Corp	1.8%	—	102,822	—	$14.1M
SOXXIshares Semiconductor ETF	1.7%	1.1%	20,887	-9.4%	$13.4M
MKSIMks Inc.	1.7%	1.8%	29,770	-43.0%	$13.2M
VOOVanguard S&p 500 ETF	1.6%	1.2%	18,075	+32.3%	$12.4M
TSMTaiwan Semiconductor Manufac	1.5%	1.5%	25,303	-14.2%	$12.1M
BABoeing Co	1.5%	1.7%	55,467	-5.3%	$12.0M
LLYLilly Eli & Co	1.5%	0.8%	9,793	+73.1%	$11.7M
BXBlackstone Inc Com	1.4%	1.9%	96,204	-12.8%	$11.3M
XMEState Street Spdr S&p Metals & Mining Et	1.4%	1.6%	101,712	+6.1%	$10.9M
COFCapital One Financial Corp	1.3%	1.3%	50,000	+5.9%	$10.0M
AVGOBroadcom Inc	1.1%	0.8%	23,542	+31.1%	$8.9M
NVDANvidia Corporation Com	1.0%	1.4%	41,041	-23.1%	$8.2M
SMHVaneck Semiconductor ETF	0.9%	0.7%	11,411	-8.9%	$7.5M
RTXRtx Corporation Com	0.9%	0.9%	39,062	+28.5%	$7.4M
GEVGe Vernova Inc	0.8%	0.5%	5,434	+35.0%	$6.4M
RDDTReddit Inc	0.7%	0.7%	33,485	+2.5%	$5.8M
APOApollo Global Mgmt Inc Nclass	0.7%	0.9%	48,133	-12.8%	$5.7M
LINLinde PLC	0.7%	0.8%	10,759	+3.9%	$5.6M
GLWCorning Inc.	0.7%	0.5%	20,398	-21.8%	$5.2M
MCKMckesson Corp Com	0.6%	0.9%	6,759	-1.1%	$5.1M
XBISpdr Series Trust	0.6%	—	31,985	—	$5.1M
FLOFlowers Foods Inc	0.6%	0.7%	589,705	+0.0%	$4.7M
PSNLPersonalis Inc	0.6%	—	339,733	—	$4.6M
RSPInvesco S&p 500 Equal Weight ETF	0.5%	0.5%	19,345	+8.6%	$4.1M
IBMInternational Business Machs	0.5%	0.7%	14,566	-20.4%	$4.1M
EWEdwards Lifesciences Corp	0.5%	0.6%	44,831	-5.7%	$4.1M
ASMLAsml Hldg NV	0.5%	—	2,011	—	$4.0M
BLKBlackrock Inc	0.5%	0.6%	4,015	+0.0%	$3.9M
ITWIllinois Tool Works Inc.	0.5%	0.6%	13,900	-1.6%	$3.8M
UBERUber Technologies Inc	0.5%	—	50,990	—	$3.7M
WMTWalmart Inc	0.4%	0.6%	30,188	+0.0%	$3.4M
PPCPilgrims Pride Corp	0.4%	—	117,602	—	$3.3M
SLVIshares Silver Tr	0.4%	0.6%	61,322	-1.1%	$3.3M
PDDPdd Holdings Inc	0.4%	—	42,842	—	$3.3M
ETNEaton Corp PLC	0.4%	—	7,549	—	$3.2M
CWCurtiss Wright Corp	0.4%	—	4,223	—	$3.2M
JNJJohnson & Johnson	0.4%	0.7%	12,573	-29.4%	$3.2M

What Wellington Shields Capital Management, LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Added to

LLY Lilly Eli & Co+73.1% shares
QXO Qxo Inc+36.3% shares
GEV Ge Vernova Inc+35.0% shares
VOO Vanguard S&p 500 ETF+32.3% shares
AVGO Broadcom Inc+31.1% shares
RTX Rtx Corporation Com+28.5% shares
RSP Invesco S&p 500 Equal Weight ETF+8.6% shares
XME State Street Spdr S&p Metals & Mining Et+6.1% shares

Reduced

MKSI Mks Inc.-43.0% shares
GOOG Alphabet Inc-32.2% shares
JNJ Johnson & Johnson-29.4% shares
NVDA Nvidia Corporation Com-23.1% shares
GLW Corning Inc.-21.8% shares
IBM International Business Machs-20.4% shares
TSM Taiwan Semiconductor Manufac-14.2% shares
BX Blackstone Inc Com-12.8% shares

Left the top 50

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +30.4% /yr; S&P 500 +20.1%
3 years: +18.2% /yr; S&P 500 +20.4%
5 years: +7.5% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$788.4M	334
Q1 2026	$666.2M	325
Q4 2025	$685.8M	316
Q3 2025	$658.9M	335
Q2 2025	$591.0M	322
Q1 2025	$551.4M	313
Q4 2024	$565.4M	306
Q3 2024	$575.3M	313
Q2 2024	$549.3M	307
Q1 2024	$530.4M	304
Q4 2023	$801.6M	299
Q3 2023	$757.8M	304

Questions about Wellington Shields Capital Management, LLC's portfolio

What stocks does Wellington Shields Capital Management, LLC own?

Wellington Shields Capital Management, LLC's latest 13F, for Q2 2026 and filed Aug 10, 2026, lists 334 positions worth $788.4M. The largest are Bloom Energy Corp (BE) at 5.9%, Microsoft Corp (MSFT) at 5.1%, Alphabet Inc (GOOGL) at 3.9%, Alphabet Inc (GOOG) at 3.8% and Advanced Micro Devices Inc (AMD) at 3.8%.

What did Wellington Shields Capital Management, LLC buy last quarter?

In Q2 2026, Wellington Shields Capital Management, LLC added Lilly Eli & Co (LLY) (+73.1% shares), Qxo Inc (QXO) (+36.3% shares) and Ge Vernova Inc (GEV) (+35.0% shares), compared with its Q1 2026 filing.

What did Wellington Shields Capital Management, LLC sell last quarter?

In Q2 2026, Wellington Shields Capital Management, LLC cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Tronox Holdings PLC (TROX), cut from its top 50 Carlyle Group Inc (CG), cut from its top 50 Block Inc (SQ), cut from its top 50 Constellation Energy Corp (CEG), Mks Inc. (MKSI) (-43.0% shares), Alphabet Inc (GOOG) (-32.2% shares) and Johnson & Johnson (JNJ) (-29.4% shares), compared with its Q1 2026 filing.

How has Wellington Shields Capital Management, LLC's portfolio performed?

A portfolio copying Wellington Shields Capital Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +18.2% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +30.4% against +20.1%. Over 5 years: +7.5% a year against +11.6%.

When is Wellington Shields Capital Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Wellington Shields Capital Management, LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Wellington Shields Capital Management, LLC manage?

Wellington Shields Capital Management, LLC reported $1.2B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $788.4M.