SWZ · ISSUER CIK 813623
Total Return Securities Fund
Between Jul 31, 2026 and Oct 28, 2026, 4 Total Return Securities Fund insiders reported $198K of open-market purchases and $0.00 of sales on SEC Form 4. The largest buyer was Dakos Andrew (President and CEO, Director, Affiliate of Adviser), with $116K.
↗4 insiders filed
Original Form 4 filings from Jul 31, 2026 to Oct 28, 2026. No open-market sales in the window.
$198KInsider buying
$0.00Insider selling
+$198KNet open-market
Oct 13, 2026Latest filing
| Ticker | Insider | Type | Owned | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Oct 13, 202616:05 | Oct 8, 2026 | SWZ | Secretary, Director, Affiliate of the Adviser | P · BuyLate 5d | $5.73 | +5,000 | 124,229 | +4% | +$29K | -4.5% | +1.4% |
| Oct 13, 202616:05 | Oct 1, 2026 | SWZ | Secretary, Director, Affiliate of the Adviser | L · SmallLate 12d | $5.71 | +15 | 119,229 | +0% | $85.65 | ||
| Sep 30, 202616:00 | Sep 28, 2026 | SWZ | Director | P · Buy | $5.77 | +2,000 | 30,246 | +7% | +$12K | -3.9% | +0.8% |
| Sep 29, 202616:05 | Sep 28, 2026from Sep 25, 2026 | SWZ | President and CEO, Director, Affiliate of Adviser | P · Buy | $5.79 | +20,000 | 60,000 | +50% | +$116K | -3.5% | +0.3% |
| Sep 1, 202616:16 | Aug 31, 2026 | SWZ | Director | P · Buy | $5.98 | +3,000 | 28,246 | +12% | +$18K | -0.3% | -2.8% |
| Aug 25, 202616:05 | Aug 24, 2026from Aug 21, 2026 | SWZ | Secretary | P · Buy | $5.93 | +3,066 | 3,400 | +918% | +$18K | -1.2% | -2.0% |
| Aug 12, 202616:00 | Aug 10, 2026 | SWZ | Director | P · Buy | $5.91 | +1,000 | 25,246 | +4% | +$6K | -2.0% | -1.7% |